Client Privacy Notice

Our client's privacy is very important to us. This Privacy Notice sets forth our policies with respect to non-public personal information of current, prospective and former investors (collectively, “ Investors ”). These policies apply to investors in our funds and other managed accounts and may be changed at any time, provided a notice of such change is given.

You provide us with personal information, such as your address, social security number, assets and/or income information, (i) in the subscription agreement and related documents, (ii) in correspondence and conversations with the funds' and managed accounts' representatives and (iii) through transactions in the funds and managed accounts.

We do not disclose any of this non-public personal information about our Investors or managed account clients to anyone, other than to our affiliates, and except as permitted by law, such as to our attorneys, auditors, brokers and regulators and certain service providers including account custodians and administrators, in such case, only as necessary to facilitate the acceptance and management of our relationship with you. Thus, it may be necessary, under anti-money laundering and similar laws, to disclose information about Investors or managed account clients in order to accept subscriptions from them. We will also release information about you if you direct us to do so, if compelled to do so by law, or in connection with any government or self regulatory organization request or investigation.

We seek to carefully safeguard your private information and, to that end, restrict access to non-public personal information about you to those employees and other persons who need to know the information to enable us and the funds to provide services to you. We maintain physical, electronic and procedural safeguards to protect your non-public personal information.

 

Copyright © 2006 Braddock Financial Corporation
All Rights Reserved.
Home   |   Client Privacy Policy   |   Terms Of Use   |   Contact Us